DEFA14A: Additional definitive proxy soliciting materials and Rule 14(a)(12) material
Published on April 23, 2007
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported) April 23, 2007
NOVELIS INC.
(Exact
name of registrant as specified in its charter)
| Canada | 001-32312 | 98-0442987 | ||
| (State or other jurisdiction | (Commission | (IRS Employer | ||
| of incorporation) | File Number) | Identification No.) | ||
| 3399 Peachtree Road NE, Suite 1500, Atlanta, GA | 30326 | |
| (Address of principal executive offices) | (Zip Code) | |
| Registrants telephone number, including area code (404) 814-4200 | ||
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
| o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
| þ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
| o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
| o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
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| Item 8.01 Other Events | ||||||||
| Item 9.01 Financial Statements and Exhibits | ||||||||
| SIGNATURE | ||||||||
| Exhibit Index | ||||||||
| EX-99.1 COVER LETTER TO LENDERS | ||||||||
| EX-99.2 ADDITIONAL SLIDE PRESENTATION | ||||||||
| EX-99.3 NOVELIS THIRD AMENDMENT | ||||||||
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Item 8.01 Other Events.
On April 23, 2007, Novelis distributed the following materials to Lenders in the Novelis Credit
Agreement in order to seek consent to an amendment and limited waiver of its Credit Agreement. The
materials are attached hereto as Exhibits 99.1-99.3, which are incorporated by reference herein.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
99.1
|
Cover Letter to Lenders | |
99.2
|
Additional Slide Presentation | |
99.3
|
Novelis Third Amendment |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| NOVELIS INC. |
||||
| Date: April 23, 2007 | By | /s/ Nichole Robinson | ||
| Nichole Robinson | ||||
| Secretary | ||||
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